Publications

Showing 1891 to 1900 of 3616 search results.

1891. FCA Final Notice 2013: Ingram Graham Limited (in Creditors’ Voluntary Liquidation) [pdf]

      Final notices

      Published: 21/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

1892. FCA Final Notice 2013: Len Cooke Financial Consultants Limited [pdf]

      Final notices

      Published: 20/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1893. FCA Final Notice 2013: John Patrick Morris [pdf]

      Final notices

      Published: 15/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.

1894. FCA Final Notice 2013: Arch Motors Limited [pdf]

      Final notices

      Published: 09/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1895. FCA Final Notice 2013: UK Money Express Limited [pdf]

      Final notices

      Published: 08/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1896. FCA Final Notice 2013: Ahmed Ali [pdf]

      Final notices

      Published: 08/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1897. FCA Final Notice 2013: Guaranty Trust Bank (UK) Limited [pdf]

      Final notices

      Published: 08/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 3 related to financial crime in the retail banks sector. We imposed a fine.

1898. FCA Final Notice 2013: Omar Sohail Zaman (trading as Worldwide Money Exchange) [pdf]

      Final notices

      Published: 07/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1899. FCA Final Notice 2013: Richards Wines and Levy Limited [pdf]

      Final notices

      Published: 06/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1900. FCA Final Notice 2013: Resolution FX Limited [pdf]

      Final notices

      Published: 06/08/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.