Publications

Showing 21 to 30 of 3613 search results.

21. Frank Breuer 2026: Final Notice [pdf]

    Final notices

    Published: 12/05/2026

    This Final Notice refers to breaches of FIT, COCON 2.1.1 and APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Investment Adviser sector. We imposed a prohibition and a financial penalty.

22. Final Notice 2026: automotive direct ltd [pdf]

    Final notices

    Published: 08/05/2026

    “This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation”. 

23. Annulment of Decision Notice 2025: Car Sales Store Ltd [pdf]

    Final notices

    Published: 07/05/2026

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 7 May 2026, an annulment application was accepted by the Authority and the firm’s authorisation was restored.

24. Final Notice 2026: DHILLON MOTOR HOLDINGS LTD [pdf]

    Final notices

    Published: 30/04/2026

    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation

25. Final Notice 2026: ICR Solutions (EPOS) Limited [pdf]

    Final notices

    Published: 29/04/2026

    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. 

26. Final Notice 2026: Owenico Finance Ltd [pdf]

    Final notices

    Published: 24/04/2026

    This Final Notice refers to breaches of Payment Services Regulations 2017 related to the failure to meet the conditions of registration. We imposed a cancellation

27. Final Notice 2026: Yes You Can Ltd [pdf]

    Final notices

    Published: 24/04/2026

    This Final Notice refers to a failure to carry on regulated activities. We imposed a cancellation.  

28. Final Notice 2026: Sapia Partners LLP [pdf]

    Final notices

    Published: 23/04/2026

    This Final Notice (Sapia Partners LLP) refers to breaches of PRIN 10 and CASS 7 related to inadequate organisational arrangements concerning client money/assets in the Asset Management sector. We imposed a public censure.

29. Final Notice 2026: Sid Car Sales Limited [pdf]

    Final notices

    Published: 22/04/2026

    This Final Notice refers to a failure to carry on regulated activities. We imposed a cancellation.  

30. Final Notice 2026: The Mortgage Place Ltd [pdf]

    Final notices

    Published: 21/04/2026

    This Final Notice refers to a failure to carry on regulated activities. We imposed a cancellation.