Publications

Showing 301 to 310 of 3614 search results.

301. Final Notice 2022: Tyne Point Car Sales Limited [pdf]

     Final notices

     Published: 15/02/2023

     This final notice (Tyne Point Car Sales Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

302. Final Notice 2023: Amigo Loans Ltd [pdf]

     Final notices

     Published: 14/02/2023

     This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector.

303. Final Notice 2023: EI 1XCHANGE Limited [pdf]

     Final notices

     Published: 31/01/2023

     This Final Notice (EI 1XCHANGE Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

304. Final Notice 2023: Ovi Motors Ltd [pdf]

     Final notices

     Published: 31/01/2023

     This Final Notice (Ovi Motors Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

305. Final Notice 2023: Andrew Michael Smith (trading as TRG Houghton) [pdf]

     Final notices

     Published: 31/01/2023

     This Final Notice (Andrew Michael Smith (trading as TRG Houghton)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a

306. Final Notice 2023: Philip Frederick Edwards (trading as Pe Cctv Direct) [pdf]

     Final notices

     Published: 31/01/2023

     This Final Notice (Philip Frederick Edwards (trading as Pe Cctv Direct)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed

307. Final Notice 2023: Vast Cars Limited [pdf]

     Final notices

     Published: 27/01/2023

     This final notice (Vast Cars Limited) refers to a failure to satisfy the Suitability and Appropriate Resources threshold conditions (COND) in the consumer credit sector. We imposed a cancellation.

308. Final Notice 2023: Al Rayan Bank PLC [pdf]

     Final notices

     Published: 11/01/2023

     This Final Notice refers to breaches of Principle 3 related to Financial Crime in the Retail Bank sector. We imposed a Financial Penalty.

309. Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]

     Final notices

     Published: 10/01/2023

     This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty.

310. Final Notice 2022: Eternal Peace Funeral Plans [pdf]

     Final notices

     Published: 23/12/2022

     This final notice (Eternal Peace Funeral Plans Ltd) refers to a failure to satisfy threshold conditions (COND) in relation to a firm within the Funeral Plans sector. We refused the firm’s application for authorisation.