Publications

Showing 381 to 390 of 3614 search results.

381. Final Notice 2022: NWUS Ltd [pdf]

     Final notices

     Published: 04/03/2022

     We have issued a Final Notice to NWUS Ltd, refusing their application to carry on regulated activities as mentioned.

382. Final Notice 2022: A38 Motor Company Ltd [pdf]

     Final notices

     Published: 03/03/2022

     This final notice refers to a failure to satisfy the Fit and Proper test (FIT). We refused the individual’s application for approval.

383. Final Notice 2022: Barclays Bank plc [pdf]

     Final notices

     Published: 28/02/2022

     This Final Notice (Barlclays Bank plc) refers to breaches of PRIN 2 related to financial crime in the corporate banking sector. We imposed a financial penalty.

384. Statement on RTC Management Solutions Ltd [pdf]

     Final notices

     Published: 17/02/2022

     This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

385. Final Notice 2022: Wolves Trade Centre Ltd [pdf]

     Final notices

     Published: 16/02/2022

     This final notice (Wolves Trade Centre Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

386. Final Notice 2022: Matza & Co Limited [pdf]

     Final notices

     Published: 15/02/2022

     This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

387. Final Notice 2022: AHM Automotive Limited [pdf]

     Final notices

     Published: 14/02/2022

     This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

388. Final Notice 2022: Mayfair Jewellers Ltd [pdf]

     Final notices

     Published: 04/02/2022

     This Final Notice (Mayfair Jewellers Ltd) refers to a failure to satisfy the suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation

389. Final Notice 2022: L B Commercials Limited [pdf]

     Final notices

     Published: 04/02/2022

     This Final Notice (L B Commercials Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

390. Final Notice 2022: Matthews Sports and Prestige Ltd [pdf]

     Final notices

     Published: 04/02/2022

     This Final Notice (Matthews Sports and Prestige Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.