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Final Notice 2021: Ian Berry (trading as Motorland) [pdf]
This final notice (Ian Berry (trading as Motorland)) refers to a failure to satisfy the Suitability Threshold Condition (COND) and a failure to notify the Authority of a change of contact details in the consumer credit sector. We imposed a -
Final Notice 2021: Sportz Commercials Ltd [pdf]
This final notice (Sportz Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: United Claims Management Ltd [pdf]
This final notice refers to a failure to satisfy Threshold Conditions (COND) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2021: Ron Treherne IFA Ltd [pdf]
This Final Notice (Ron Treherne IFA Ltd) refers to breaches of COND, PRIN 6 and PRIN 11 by a financial adviser. We imposed a cancellation of the adviser’s Part 4A permission. -
Final Notice 2021: Sapien Capital Limited [pdf]
This Final Notice (Sapien Capital Limited) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty. -
Final Notice 2021: East Anglia Cars Ltd [pdf]
This final notice East Anglia Cars Ltd refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Unicorn Auto Services Limited [pdf]
This final notice Unicorn Auto Services Limited refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for -
Final Notice 2021: Dylan Mitchell (trading as Snap-on, Snap-on Diagnostics, Snap-on Tools) [pdf]
This final notice (Dylan Mitchell) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Alistair Shields (trading as Royal Oak Car Sales) [pdf]
This final notice (trading as Royal Oak Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: A3 Medical Limited [pdf]
This final notice (A3 Medical Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.