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Final notice 2020: Mr Owen (trading as Owen’s Bikes & Tools) [pdf]
This final notice (Mr Owen trading as Owen’s Bikes & Tools) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Dale Woodward [pdf]
This final notice (Dale Woodward) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Carl Anthony Monks [pdf]
This final notice (Carl Anthony Monks) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Cesco Investments Ltd [pdf]
This final notice (Cesco Investments Ltd) refers to a failure to satisfy the appropriate resources and suitability threshold condition (COND) in the designated investment business sector. We imposed a cancellation. -
Final Notice 2020: Kirt Blackburn [pdf]
This final notice (Kirt Blackburn) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Paul Milsom [pdf]
The reason for this action is because he lacks honesty and integrity such that he is not fit and proper to perform any functions in relation to regulated activities carried on by an authorised person, exempt person or exempt professional firm. As a -
Final Notice 2020: Sandstone Solihull Limited [pdf]
This final notice (Sandstone Solihull Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final notice 2020: Powerplay-UK Performance Vehicles Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final notice 2020: SCI Group UK Limited [pdf]
This final notice (SCI Group UK Limited) refers to an applicant applying under section 55A of the Financial Services and Markets Act 2000 for Part 4A permission to carry on a regulated activity. The applicant failed to satisfy the Threshold -
Final Notice 2020: Gary John Gregson [pdf]
This Final Notice (Gary John Gregson) refers to breaches of FIT related to the Threshold Conditions in the Consumer Credit. We imposed a prohibition.