Publications

Showing 641 to 650 of 3614 search results.

641. Final notice 2020: Elizabeth Marie Walker [pdf]

     Final notices

     Published: 21/02/2020

     This final notice (Elizabeth Marie Walker) refers to a candidate for approval to perform a controlled function. The candidate did not satisfy us that she met the competence and capability criteria of the FCA’s Fit and Proper Person Test. We

642. Final Notice 2020: Spiral Cycles Limited [pdf]

     Final notices

     Published: 19/02/2020

     This final notice (Spiral Cycles Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

643. Final Notice 2020: Thames Auto Sales [pdf]

     Final notices

     Published: 19/02/2020

     This final notice (Thames Auto Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

644. Final notice 2020: Moneybarn Limited [pdf]

     Final notices

     Published: 17/02/2020

     This final notice (Moneybarn Limited) refers to breaches of PRIN 6, PRIN 7 and the CONC rules related to the unfair treatment of customers in the consumer credit sector. We imposed a financial penalty.

645. Final Notice 2020: Sukhvir Tiwana [pdf]

     Final notices

     Published: 12/02/2020

     This final notice (Sukhvir Tiwana) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

646. Final Notice 2020: John Richards [pdf]

     Final notices

     Published: 12/02/2020

     This final notice (John Richards) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

647. Final Notice 2020: The Coffee Counter Ltd [pdf]

     Final notices

     Published: 12/02/2020

     This final notice (The Coffee Counter Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

648. Final Notice 2020: Andrew Maurice Blunt [pdf]

     Final notices

     Published: 12/02/2020

     This final notice (Andrew Maurice Blunt) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

649. Final Notice 2020: Paul Michael Grant [pdf]

     Final notices

     Published: 12/02/2020

     This final notice (Paul Michael Grant) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

650. Final Notice 2020: Lakeside Motor Group Limited [pdf]

     Final notices

     Published: 12/02/2020

     This final notice (Lakeside Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.