Publications

Showing 671 to 680 of 3614 search results.

671. Final notice 2020: Gosforth Car Centre Ltd [pdf]

     Final notices

     Published: 28/01/2020

     This final notice (Gosforth Car Centre Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

672. Final notice 2020: Fab Cars Norwich Ltd [pdf]

     Final notices

     Published: 28/01/2020

     This final notice (Fab Cars Norwich Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

673. Final notice 2020: Gravity Motor Group Limited [pdf]

     Final notices

     Published: 28/01/2020

     This final notice (Gravity Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

674. Final notice 2020: Auto Wheels Car Sales Ltd [pdf]

     Final notices

     Published: 28/01/2020

     This final notice (Auto Wheels Car Sales Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

675. Final notice 2020: GMAC Plumbing and Gas Services Ltd [pdf]

     Final notices

     Published: 28/01/2020

     This final notice (GMAC Plumbing and Gas Services Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

676. Final Notice 2020: Hall and Hanley Limited (HHL) [pdf]

     Final notices

     Published: 21/01/2020

     This Final Notice refers to breaches of the Conduct of Authorised Persons Rules 2014 (“CAPR”) in relation to misleading consumers to claims and unfair treatment of consumers in the claims management sector. We imposed a financial penalty.

677. Final Notice 2019: Rodney Brown [pdf]

     Final notices

     Published: 10/01/2020

     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

678. Final Notice 2019: Shaun Rowe [pdf]

     Final notices

     Published: 09/01/2020

     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

679. Final Notice 2019: Connect Business Ltd [pdf]

     Final notices

     Published: 09/01/2020

     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

680. Final Notice 2019: Kevin Gorman [pdf]

     Final notices

     Published: 20/12/2019

     This Final Notice refers to breaches of Article 19(1) of MAR related to failing to notify trading in shares to their issuer and the FCA as a PDMR in the issuer sector. We imposed a financial penalty.