Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 681 to 690 of 3614 search results.

  1. Final notice 2019: Professional Personal Claims Limited (PPC) [pdf]

    Final notices

    Published: 17/12/2019

    This final notice refers to breaches of the Conduct of Authorised Persons Rules 2014 in relation to misleading consumers to claims in the claims management companies sector. We imposed a financial penalty.

  2. Final Notice 2019: Alonso Lopez [pdf]

    Final notices

    Published: 12/12/2019

    This final notice (Alonso Lopez) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: Wesley Mckeever [pdf]

    Final notices

    Published: 06/12/2019

    This final notice (Wesley Mckeever) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Prestige Vans Ltd [pdf]

    Final notices

    Published: 06/12/2019

    This final notice (Prestige Vans Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: William Nelson [pdf]

    Final notices

    Published: 22/11/2019

    This final notice (William Nelson) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2019: William Scott Dickson (WD Motors trading as) [pdf]

    Final notices

    Published: 22/11/2019

    This final notice (William Scott Dickson (WD Motors trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  7. Final Notice 2019: Henderson Investment Funds Limited [pdf]

    Final notices

    Published: 20/11/2019

    This final notice refers to breaches of PRIN 3 and PRIN 6 related to the unfair treatment of customers in the Asset Management sector. We imposed a financial penalty.

  8. Final Notice 2019: Rarezero Ltd [pdf]

    Final notices

    Published: 15/11/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2019: Ajay Seedarsan [pdf]

    Final notices

    Published: 15/11/2019

    This final notice (Ajay Seedarsan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Michael Christoforou [pdf]

    Final notices

    Published: 15/11/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
Did you find what you were looking for?