Publications

Showing 81 to 90 of 3613 search results.

81. Final Notice 2025: McLean's [pdf]

    Final notices

    Published: 26/09/2025

    “This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application.”

82. Final Notice 2025: Danny Osborne trading as Osborne Motor Company and Osborne Motors [pdf]

    Final notices

    Published: 24/09/2025

    “This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation”.

83. Annulment of Decision Notice 2025: J.D. AUTOS (N.I.) LTD [pdf]

    Final notices

    Published: 24/09/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 24 September 2025, an annulment application was accepted by the Authority and the firm’s authorisation was restored.

84. Final Notice 2025: Poojan Sheth [pdf]

    Final notices

    Published: 12/09/2025

    This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. The

85. Final Notice 2025: Diego Urra [pdf]

    Final notices

    Published: 12/09/2025

    This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. The

86. Final Notice 2025: Jorge Lopez Gonzalez [pdf]

    Final notices

    Published: 12/09/2025

    This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. The

87. Final Notice 2025: G AND E MOTORS LTD [pdf]

    Final notices

    Published: 10/09/2025

    This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application.

88. Final Notice 2025: Bakhtiar Abbasi [pdf]

    Final notices

    Published: 09/09/2025

    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition.

89. Final Notice 2025: Brian Forsythe [pdf]

    Final notices

    Published: 02/09/2025

    This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation

90. Final Notice 2025: PAYMENTSMB LIMITED [pdf]

    Final notices

    Published: 22/08/2025

    This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.