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  1. Final Notice 2019: Egcars [pdf]

    Final notices

    Published: 10/04/2019

    This final notice (Egcars) refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the applicant’s Part 4A application.

  2. Final Notice 2019: Derren White (Tool Tuck trading as) [pdf]

    Final notices

    Published: 09/04/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: Cherry Pie Ltd [pdf]

    Final notices

    Published: 09/04/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Darren Parry (Barry Trade Sales trading as) [pdf]

    Final notices

    Published: 09/04/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Avonside Home Improvements Limited [pdf]

    Final notices

    Published: 09/04/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2019: James Roper Chatfield [pdf]

    Final notices

    Published: 05/04/2019

    This final notice (James Roper Chatfield) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Samrat Deep Bhandari [pdf]

    Final notices

    Published: 05/04/2019

    This final notice (Samrat Deep Bhandari) refers to breaches of FIT, which relates to honesty, integrity and reputation. We imposed a prohibition order.

  8. Final Notice 2019: Goldman Sachs International [pdf]

    Final notices

    Published: 01/04/2019

    This final notice (Goldman Sachs International) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  9. Final Notice 2019: Leon Caush [pdf]

    Final notices

    Published: 27/03/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Motoring Matters Limited [pdf]

    Final notices

    Published: 27/03/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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