Publications

Showing 861 to 870 of 3614 search results.

861. Final Notice 2019: F N Pile and Sons [pdf]

     Final notices

     Published: 12/02/2019

     This final notice (F N Pile and Sons) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

862. Final Notice 2019: Globe Auto Sales Ltd [pdf]

     Final notices

     Published: 12/02/2019

     This final notice (Globe Auto Sales Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

863. Final Notice 2019: Paul Stephany [pdf]

     Final notices

     Published: 05/02/2019

     This Final Notice (Paul Stephany) refers to breaches by an individual of Statement of Principle 2 and 3 relating to failing to observe proper standards of market conduct and failing to act with due skill, care and diligence in the asset management

864. Final Notice 2019: Jeffrey Hawkins [pdf]

     Final notices

     Published: 31/01/2019

     This final notice (Jeffrey Hawkins) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

865. Final Notice 2019: Malcolm Buchanan [pdf]

     Final notices

     Published: 31/01/2019

     This final notice (Malcolm Buchanan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

866. Final Notice 2019: James Smith [pdf]

     Final notices

     Published: 31/01/2019

     This final notice (James Smith) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

867. Final Notice 2019: LB Fitness Services Ltd [pdf]

     Final notices

     Published: 31/01/2019

     This final notice (LB Fitness Services Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

868. Final Notice 2019: Green Pulse Energy Limited [pdf]

     Final notices

     Published: 31/01/2019

     This final notice (Green Pulse Energy Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

869. Final Notice 2019: Scottish Air Systems (Craig Drummond trading as) [pdf]

     Final notices

     Published: 31/01/2019

     This final notice (Scottish Air Systems Craig Drummond trading as) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

870. Final Notice 2019: Manda Garage Limited [pdf]

     Final notices

     Published: 30/01/2019

     This final notice (Manda Garage Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.