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Final Notice 2019: W S Commercials Ltd [pdf]
This final notice (W S Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: John Chapman Insurance Consultants [pdf]
This final notice (John Chapman Insurance Consultants) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed -
Final Notice 2019: Prestige Group (UK) I Ltd [pdf]
This final notice (Prestige Group (UK) I Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a -
Final Notice 2018: Shaukat Services Limited [pdf]
Threshold conditions, failing to be open and co-operative, appropriate resources, fit & proper, ready willing & organised, effective supervision -
Final Notice 2018: Darren Lee Newton [pdf]
This final notice (Darren Lee Newton) refers to breaches of FIT related to client money/assets and lack of fitness/propriety in the consumer credit sector. We imposed a prohibition. -
Final Notice 2018: Santander UK plc [pdf]
This final notice (Santander UK plc) refers to breaches of PRIN 3, PRIN 6 and PRIN 11 related to governance, unfair treatment of customers, failing to act on information appropriately and failing to be open and co-operative in the retail bank sector. -
Final Notice 2018: Mintos Marketplace Limited [pdf]
This final notice (Mintos Marketplace Limited) refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal. -
Final Notice 2018: Angela Burns [pdf]
This final notice (Angela Burns) refers to breaches by a non-executive director of APER 1 for failing to declare conflicts of interest and FIT for lack of fitness/propriety. We imposed a fine and prohibition. -
Final Notice 2018: UK4REX Limited [pdf]
This final notice (UK4REX Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation. -
Final Notice 2018: Easy World Ltd [pdf]
This final notice (Easy World Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation