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Showing 51 to 60 of 204 search results for interventions.
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First Supervisory Notice 2022: Thestral Financial Services Ltd [pdf]
The Authority has decided to vary with immediate effect the registration granted to Thestral to remove the following payment services it provides: services enabling cash to be placed on a payment account as well as all the operations required for -
First Supervisory Notice 2021: Morgan Ingram Associates Limited [pdf]
This first supervisory notice concerns the FCA’s use of its power of intervention in respect of the firm terminating its relationships with the following Appointed Representatives (“ARs”) under their respective AR agreements. -
First Supervisory Notice 2021: Probitas Fidelis Limited [pdf]
For the reasons given in this notice, and pursuant to regulation 12(1) of the PSR, the Authority has decided to vary the authorisation granted to Probitas by imposing with immediate effect the following requirements. -
First Supervisory Notice 2021: Renaissance Advisory Ltd [pdf]
For the reasons given in this First Supervisory Notice (Renaissance Advisory Ltd), the Authority has decided to vary Renaissance Advisory Ltd’s permissions with the effect that it no longer has permission to conduct any regulated activities. -
First Supervisory Notice 2021: Grosvenor Associates Limited [pdf]
For the reasons given in this First Supervisory Notice (Grosvenor Associates Limited), the Authority has decided to vary Grosvenor Associates Ltd’s permissions with the effect that it no longer has permission to conduct any regulated activities. -
First Supervisory Notice 2021: Frensham Wealth Limited [pdf]
For the reasons given in this First Supervisory Notice (Frensham Wealth Limited), and pursuant to section 55J of the Act, the Authority has decided to vary the Part 4A permission of Frensham Wealth Limited. The Authority has further decided to -
First Supervisory Notice 2021: Marvell Enterprises Limited [pdf]
This FSN (Marvell Enterprises Limited) concerns the FCA’s use of its power of intervention in respect the firm failing, or is likely to fail, to satisfy the Suitability Threshold Condition. -
First Supervisory Notice 2021: Sentor Solutions Commercial Limited [pdf]
This FSN (Sentor Solutions Commercial Ltd) concerns the FCA’s use if its power of intervention in respect of a firm failing to pay due regard to the interests of its customers and treat them fairly. -
Second supervisory notice: Professional Construction Risks Limited [pdf]
Second supervisory notice: Professional Construction Risks Limited -
First supervisory notice: Professional Construction Risks Limited [pdf]
First supervisory notice: Professional Construction Risks Limited