Publications

Showing 61 to 70 of 204 search results for interventions.

61. First Supervisory Notice: Dolfin Financial (UK) Limited [pdf]

    Supervisory notices

    Published: 27/08/2021

    First Supervisory Notice: Dolfin Financial (UK) Limited

62. First Supervisory Notice 2021: Binance Markets Limited [pdf]

    Supervisory notices

    Published: 25/08/2021

    On 25 June 2021, the FCA imposed requirements on Binance Markets Limited. The firm complied with all aspects of the requirements.

63. Second Supervisory Notice 2021: DAC Pensions Limited [pdf]

    Supervisory notices

    Published: 24/08/2021

    The FCA has decided to vary the requirements imposed on DAC Pensions Limited and notified to it in the First Supervisory Notice

64. First Supervisory Notice 2021: BDSwiss Holding Plc [pdf]

    Supervisory notices

    Published: 05/08/2021

    The FCA has acted to stop Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors

65. First Supervisory Notice 2021: Cavendish Incorporated Limited [pdf]

    Supervisory notices

    Published: 02/08/2021

    First Supervisory Notice 2021: Cavendish Incorporated Limited.

66. Second Supervisory Notice: FXBFI Broker Financial Invest Limited [pdf]

    Supervisory notices

    Published: 26/07/2021

    Second Supervisory Notice for FXBFI Broker Financial Invest Ltd (FRN 802288).

67. Second Supervisory Notice 2019: VS1 Business Services (Europe) Ltd [pdf]

    Supervisory notices

    Published: 23/07/2021

    Second Supervisory Notice 2019: VS1 Business Services (Europe) Ltd

68. First Supervisory Notice 2021: Action On CIO [pdf]

    Supervisory notices

    Published: 25/06/2021

    For the reasons given in this First Supervisory Notice, and pursuant to section 55J of the Act, the Authority has decided to vary the Part 4A permission of Action On CIO

69. Second supervisory notice 2021: Newport Services (UK) Ltd [pdf]

    Supervisory notices

    Published: 17/06/2021

    For the reasons given in this Second Supervisory Notice, the Authority has decided not to rescind the variation of the Firm’s authorisation. So, the Firm continues not to be authorised to engage in money remittance activities.

70. First Supervisory Notice 2021: UAB Finolita Unio [pdf]

    Supervisory notices

    Published: 11/06/2021

    First Supervisory Notice 2021: UAB Finolita Unio.