Publications

Showing 121 to 130 of 325 search results.

121. FCA First Supervisory Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

     Supervisory notices

     Published: 21/03/2014

     Last modified: 14/06/2014

     Mark Ian Warner trading as Advanced Financial Management

122. FCA First Supervisory Notice 2013: Hartmann Capital Limited [pdf]

     Supervisory notices

     Published: 24/12/2013

     Last modified: 14/06/2014

     Hartmann Capital Limited supervisory notice

123. FCA First Supervisory Notice 2013: SK8 Financial Services Limited [pdf]

     Supervisory notices

     Published: 10/12/2013

     Last modified: 14/06/2014

     For the reasons given below and pursuant to section 55J of the Act, the Authority has decided to vary the permission granted to SK8 Financial Services Limited (“SK8”) pursuant to Part 4A of the Act, by removing all regulated activities with

124. FCA First Supervisory Notice 2013: Catalyst Fund Management [pdf]

     Supervisory notices

     Published: 01/10/2013

     Last modified: 14/06/2014

     Catalyst Fund Management

125. FCA Second Supervisory Notice 2013: Noel Norbert Walker trading as Walkers Financial Planning [pdf]

     Supervisory notices

     Published: 19/09/2013

     Last modified: 14/06/2014

     Noel Norbert Walker trading as Walkers Financial Planning

126. FCA First Supervisory Notice 2013: Noel Norbert Walker trading as Walkers Financial Planning [pdf]

     Supervisory notices

     Published: 20/06/2013

     Last modified: 14/06/2014

     Noel Norbert Walker trading as Walkers Financial Planning first supervisory notice

127. FCA First Supervisory Notice 2013: Independent Asset Management U.K. Limited [pdf]

     Supervisory notices

     Published: 03/06/2013

     Last modified: 14/06/2014

     Independent Asset Management U.K. Limited

128. FSA First Supervisory Notice 2013: Ifaeye Limited [pdf]

     Supervisory notices

     Published: 24/05/2013

     Last modified: 14/06/2014

     Ifaeye Limited

129. FSA First Supervisory Notice 2012: ifaeye Limited [pdf]

     Supervisory notices

     Published: 24/05/2013

     Last modified: 14/06/2014

     Ifaeye Limited

130. FSA Supervisory Notice 2012: Millom & District Credit Union Limited [pdf]

     Supervisory notices

     Published: 16/11/2012

     Last modified: 14/06/2014

     FSA Supervisory Notice 2012: Millom & District Credit Union Limited