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First Supervisory Notice 2022: Alexander David Securities Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(2)(a) and (c) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements. -
First Supervisory Notice 2022: Colbourne & Company [pdf]
FCA First Supervisory Notice 2022: Colbourne & Company. -
Second Supervisory Notice 2022: AJH Financial Services Limited [pdf]
On 14 February 2022, the FCA announced it had stopped AJH Financial Services Limited from disposing of assets without FCA permission. -
Second Supervisory Notice 2022: Integrity Protect No 1 Limited [pdf]
Second Supervisory Notice 2022: Integrity Protect No 1 Limited -
First Supervisory Notice 2022: Craig Mitchell [pdf]
The Authority has decided to vary with immediate effect the Part 4A permission granted to Craig Mitchell by removing all his regulated activities. -
First Supervisory Notice 2022: Vector Wealth Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements. -
First Supervisory Notice 2022: Semantic Business Ltd [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to sections 55J(2)(a)(ii) of the Act, the Authority has decided to vary with immediate effect the Part 4A permission granted to Semantic by removing the following regulated -
Second Supervisory Notice 2022: Freetrade Ltd [pdf]
The FCA has concluded that Freetrade have breached our rules in that all communications must be fair, clear and not misleading. The FCA has decided to impose the following Directions on Freetrade Ltd, including removal of all paid for sponsored -
First Supervisory Notice 2022: Falcon Financial Solutions Ltd [pdf]
The Authority has decided to vary with immediate effect the Part 4A permission granted to Falcon by removing the following regulated activities: secondary credit broking and agreeing to carry on a regulated activity. The effect of the Variation is -
First Supervisory Notice 2022: Thestral Financial Services Ltd [pdf]
The Authority has decided to vary with immediate effect the registration granted to Thestral to remove the following payment services it provides: services enabling cash to be placed on a payment account as well as all the operations required for