Publications

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1. Warning Notice Statement 26/5 [pdf]

   Warning notices

   Published: 04/08/2026

   Warning Notice Statement 26/5.

2. Warning Notice Statement 26/4 [pdf]

   Warning notices

   Published: 15/04/2026

   The FCA gave an individual at Hartley Pensions Limited (in administration) a warning notice on 6 March 2026.

3. Warning Notice Statement 26/3 [pdf]

   Warning notices

   Published: 15/04/2026

   The FCA gave Hartley Pensions Limited (in administration) a warning notice on 6 March 2026.

4. Warning Notice Statement 26/2 [pdf]

   Warning notices

   Published: 13/02/2026

   The FCA gave two individuals warning notices dated 13 January 2026 proposing to take action in respect of the conduct summarised in this statement.

5. Warning Notice Statement 26/1 [pdf]

   Warning notices

   Published: 03/02/2026

   The FCA gave an individual a warning notice dated 26 November 2025 proposing to take action in respect of the conduct summarised in this statement.

6. Warning Notice Statement 24/4 [pdf]

   Warning notices

   Published: 01/11/2024

   The FCA gave Crispin Odey a warning notice on 18 September 2024 proposing to take action in respect of the conduct summarised in this statement

7. Warning Notice Statement 24/3 [pdf]

   Warning notices

   Published: 11/04/2024

   The FCA gave Woodford Investment Management Limited and Neil Woodford warning notices on 19 February 2024 proposing to take action in respect of the conduct summarised in this statement.

8. Warning Notice Statement 24/2 [pdf]

   Warning notices

   Published: 21/02/2024

   The FCA gave two individuals warning notices on 13 July 2023 proposing to take action in respect of the conduct summarised in this statement.

9. Warning Notice Statement 24/1 [pdf]

   Warning notices

   Published: 08/01/2024

   The FCA gave an individual a warning notice on 16 November 2023 proposing to take action in respect of the conduct summarised in this statement.

10. Warning Notice Statement 23/5 [pdf]

    Warning notices

    Published: 18/05/2023

    The FCA gave 3 individuals warning notices on 17 February 2023 proposing to take action in respect of the conduct summarised in this statement.