Publications

Showing 21 to 30 of 61 search results.

21. Admission to trading on a regulated market - Engagement Paper 1 [pdf]

    Calls for input

    Published: 18/05/2023

    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

22. Protected forward-looking statements - Engagement Paper 3 [pdf]

    Calls for input

    Published: 18/05/2023

    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

23. Further issuances of equity on regulated markets - Engagement Paper 2 [pdf]

    Calls for input

    Published: 18/05/2023

    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

24. Non-equity securities – Engagement Paper 4

    Calls for input

    Published: 18/05/2023

    Last modified: 12/12/2023

    In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime.

25. Admission to trading on a regulated market – Engagement Paper 1

    Calls for input

    Published: 18/05/2023

    Last modified: 12/12/2023

    We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime.

26. Protected forward-looking statements – Engagement Paper 3

    Calls for input

    Published: 18/05/2023

    Last modified: 12/12/2023

    This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime.

27. Further issuances of equity on regulated markets – Engagement Paper 2

    Calls for input

    Published: 18/05/2023

    Last modified: 12/12/2023

    We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime.

28. Call for Input: SME access to the Financial Ombudsman Service

    Calls for input

    Published: 17/03/2023

    Last modified: 19/06/2023

    We are looking to start a review of the rules extending SME access to FOS.

29. Call for input: Synthetic data to support financial services innovation [pdf]

    Calls for input

    Published: 30/03/2022

    FCA Call for input: Synthetic data to support financial services innovation.

30. Call for Input: Pensions consumer journey [pdf]

    Calls for input

    Published: 18/05/2021

    Call for Input: Pensions consumer journey.