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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 281 to 290 of 912 search results.

  1. CP21/27: Quarterly Consultation Paper No. 33

    Consultation papers

    Published: 03/09/2021

    Last modified: 12/01/2022

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.
  2. CP21/26: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers

    Published: 06/08/2021

    We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive.
  3. CP21/25: Issuing statutory notices - a new approach to decision makers [pdf]

    Consultation papers

    Published: 29/07/2021

    A key part of our Transformation Programme is a fresh approach to tackling firms and individuals who do not meet the required standards. This involves streamlining our decision making and governance so we can respond more quickly.
  4. CP21/24: Diversity and inclusion on company boards and executive committees [pdf]

    Consultation papers

    Published: 28/07/2021

    We are consulting on a proposal to change our Listing Rules to require in scope companies to disclose publicly in their annual financial report whether they meet specific board diversity targets relating to gender and ethnicity on a ‘comply or
  5. CP21/23: PRIIPs - Proposed scope rules and amendments to Regulatory Technical Standards [pdf]

    Consultation papers

    Published: 20/07/2021

    We are consulting on amendments to the Packaged Retail and Insurance based Investment Products (PRIIPs) disclosure regime.
  6. CP21/22: LIBOR transition and the derivatives [pdf]

    Consultation papers

    Published: 14/07/2021

    We are consulting on the derivatives trading obligation (DTO) and we want to know what you think of our proposal to modify it and the liquidity analysis supporting it.
  7. CP21/21: Primary Markets Effectiveness Review [pdf]

    Consultation papers

    Published: 05/07/2021

    CP21/21: Primary Markets Effectiveness Review.
  8. CP21/20: Regulation of funeral plans - Further proposals [pdf]

    Consultation papers

    Published: 05/07/2021

    We're consulting on proposals on regulated funeral plan firms and FSCS protection along with further additional proposals in relation to our regulation of funeral plans.
  9. CP21/19: Proposed decision under Article 23D BMR for 6 sterling and yen LIBOR settings [pdf]

    Consultation papers

    Published: 24/06/2021

    We are seeking views on our proposed decision to use our Article 23D(2) powers under the Benchmarks Regulation to require the administrator of LIBOR, ICE Benchmark Administration, to change the way 1-month, 3-month and 6-month sterling and Japanese
  10. CP21/17: Enhancing climate-related disclosures by asset managers, life insurers, and FCA‑regulated pension providers [pdf]

    Consultation papers

    Published: 22/06/2021

    We are asking for comments on this Consultation Paper (CP) by 10 September 2021
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