Publications

Showing 301 to 310 of 912 search results.

301. CP21/10: Investor protection measures for special purpose acquisition companies: Proposed changes to the Listing Rules [pdf]

     Consultation papers

     Published: 30/04/2021

     In this consultation paper, we are proposing changes to aspects of our Listing Rules that apply to special purpose acquisition companies.

302. CP21/9: Changes to UK MIFID’s conduct and organisational requirements [pdf]

     Consultation papers

     Published: 28/04/2021

     FCA consultation paper (CP21/9) on changes to UK MIFID’s conduct and organisational requirements.

303. CP21/8: FCA regulated fees and levies: rates proposals 2021/22 [pdf]

     Consultation papers

     Published: 20/04/2021

     We are consulting on FCA periodic fees rates for the next financial year (2021/22) and further FCA fees policy proposals.

304. CP21/7: A new UK prudential regime for MiFID investment firms [pdf]

     Consultation papers

     Published: 19/04/2021

     We are seeking views on the second tranche of our proposed rules to introduce the Investment Firm Prudential Regime.

305. CP21/7 A new UK prudential regime for MiFID investment firms

     Consultation papers

     Published: 19/04/2021

     Last modified: 01/06/2021

     We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

306. CP21/6: Regulating bidding for Emissions Allowances under the UK Emissions Trading Scheme [pdf]

     Consultation papers

     Published: 08/03/2021

     In this paper, we propose how we will authorise and supervise certain firms intending to bid for emission allowances (allowances) on the UK auction platform.

307. CP21/6: Regulating bidding for Emissions Allowances under the UK Emissions Trading Scheme

     Consultation papers

     Published: 08/03/2021

     Last modified: 08/03/2021

     We propose how we will authorise and supervise certain firms intending to bid for emission allowances on the UK auction platform.

308. CP21/5: Quarterly Consultation Paper No. 31 [pdf]

     Consultation papers

     Published: 05/03/2021

     The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 30 April 2021 for Chapter 2, and 2 April 2021 for Chapter 3.

309. CP21/5: Quarterly Consultation Paper No. 31

     Consultation papers

     Published: 05/03/2021

     Last modified: 16/08/2021

     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes, but we still want to get your feedback on our proposals.

310. CP21/4: Funeral plans: Proposed approach to regulation [pdf]

     Consultation papers

     Published: 02/03/2021

     Consultation Paper on our proposed approach to regulating the funeral plans sector.