Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 521 to 530 of 912 search results.
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CP17/2: CASS 7A and the special administration regime review [pdf]
This consultation paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime. -
CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18 [pdf]
In a joint consultation with the Prudential Regulation Authority, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme. -
CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18
In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS). -
CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]
We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV
We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
CP16/42: Reviewing the funding of the Financial Services Compensation Scheme (FSCS) [pdf]
This Consultation Paper opens up discussion on the funding of the Financial Services Compensation Scheme (FSCS) and consults on a number of specific changes to the scheme rules. -
CP16/41: Amendments to Notes for completion of the MLAR [pdf]
We are consulting on proposals to update the notes for completion of the MLAR and to make a minor change to our second charge mortgage reporting form (MLA-D1). -
CP16/41: Amendments to Notes for completion of the Mortgage Lenders & Administrators Return (MLAR)
We are consulting on proposals to update the notes for completion of the MLAR and to make a minor change to our second charge mortgage reporting form (MLA-D1). -
CP16/40: Contracts for differences - enhancing the conduct of business regime infographic [pdf]
This infographic explains our supervision work over the past six years where we identified instances of poor conduct across the CFD sector. -
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients [pdf]
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.