Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 541 to 550 of 912 search results.
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Investment and corporate banking: prohibition of restrictive contractual clauses: CP16/31 [pdf]
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CP16/30: Transaction cost disclosure in workplace pensions [pdf]
This is an open consultation on transaction cost disclosure in workplace pensions. We are consulting on our proposals (CP16/30), and the changes required to our Handbook rules. -
CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]
We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
CP16/25: Whistleblowing in UK branches of overseas banks [pdf]
We are consulting on our proposed approach to apply new whistleblowing requirements to UK branches of overseas banks. It does not apply to UK branches of overseas insurers. -
CP16/26: Guidance on the duty of responsibility: amendments to the Decision Procedure and Penalties Manual [pdf]
We are consulting on proposals to amend the Decision Procedure and Penalties Manual (DEPP) that will give guidance on how we will enforce the ‘duty of responsibility’. -
CP16/27: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]
We are consulting on applying our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (relevant authorised persons - RAPs) and insurance -
CP16/28: Remuneration in CRD IV firms:new guidance and changes to Handbook [pdf]
We are consulting on proposals to help firms understand the rules that apply to their remuneration policies and practices, as we bring some of our provisions in line with the European Banking Authority (EBA) Guidelines on sound remuneration policies -
CP16/24: Review of the FCA’s appropriate qualification exam standards [pdf]
The purpose of this consultation is to update our existing appropriate exam standards for appropriate qualifications listed in the FCA Training and Competence sourcebook. -
CP16/23: FCA Regulated fees and levies: insurers’ tariff data for 2017/18 [pdf]
We are consulting on our proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18. -
FCA regulated fees and levies: insurers’ tariff data 2017/18: CP16/23
We are consulting on our proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18.