Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 581 to 590 of 912 search results.
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CP16/6: Complaints against the Regulators
CP16/6: Complaints against the Regulators. Consultation papers First published:. 11/02/2016. Last updated: 11/02/2016. CP16/6: Complaints against the Regulators. We, along with the Bank of England and the Prudential Regulation Authority (the -
CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements [pdf]
The new Innovative Finance ISA will allow for peer-to-peer (P2P) agreements to be included within an ISA tax wrapper. The Government also intends to make advising on P2P agreements a regulated activity. This consultation paper lists changes we are -
CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements
CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements. Consultation papers First published:. 02/02/2016. Last updated: 04/04/2016. Share page. CP16/5: -
CP16/4: Loan-based crowdfunding platforms and segregation of client money [pdf]
In this consultation paper (CP) we consult on rules to simplify client money requirements for firms that operate electronic systems in relation to lending (P2P platforms) and hold both regulated and unregulated client money accounts.. -
CP16/4: Loan-based crowdfunding platforms and segregation of client money
CP16/4: Loan-based crowdfunding platforms and segregation of client money. Consultation papers First published:. 21/01/2016. Last updated: 23/02/2016. Share page. CP16/4: Loan-based crowdfunding platforms and segregation of client money. We are -
CP16/3: Financial Services Compensation Scheme – management expenses levy limit 2016/17 [pdf]
This joint PRA and FCA paper sets out the consultation on the management expenses levy limit for the Financial Services Compensation Scheme (FSCS) for 2016/17. -
CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17
CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17. Consultation papers First published:. 18/01/2016. Last updated: 18/01/2016. Share page. CP16/3: Financial Services Compensation Scheme – Management -
CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance [pdf]
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CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance
CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance. Consultation papers First published:. 15/01/2016. Last updated: 23/02/2016. Share page. CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance. In this -
CP16/1: Consequential changes to the Senior Managers Regime [pdf]
This Consultation Paper (CP) sets out how we intend to implement the consequential changes to rules and forms that will be required prior to commencement of the regime. It also examines the impact that we believe they will have upon the industry and