Publications
Search results
Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 771 to 780 of 911 search results.
-
CP13/9: Quarterly Consultation Paper No. 2
CP13/9: Quarterly Consultation Paper No. 2. Consultation papers First published:. 06/09/2013. Last updated: 30/08/2015. In this QCP we propose to:. add four new qualifications to the appropriate qualifications list in the Training and Competence -
CP13/8 - Arrangements for the Disclosure of Regulated Information Feedback on CP12/37, CP13/5 and CP13/6 and supplementary consultation [pdf]
We give our feedback on responses to some recent consultations. -
CP13/7 - Consequential Changes to the Listing Rules resulting from the BIS Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations [pdf]
This Consultation paper sets out our proposals for changes to the Listing Rules in response to new Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations. -
CP13/8: Arrangements for the disclosure of regulated information
CP13/8: Arrangements for the disclosure of regulated information. Consultation papers First published:. 28/08/2013. Last updated: 30/08/2015. We are doing two things in this document. Firstly, we give our feedback on responses to some recent -
CP13/7: Changes to the Listing Rules resulting from new regulations being implemented by BIS
CP13/7: Changes to the Listing Rules resulting from new regulations being implemented by BIS. Consultation papers First published:. 28/08/2013. Last updated: 30/08/2015. This paper sets out our proposed changes to the Listing Rules in response to -
CP13/6 - CRD IV for Investment Firms [pdf]
This Consultation Paper sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV – a major package of reforms to the CRD, the EU’s prudential requirements regime for credit institutions and investment firms. -
CP13/6: Capital requirements for investment firms
This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to a large number of investment firms prudentially regulated by the FCA and subject to the Capital Requirements -
CP13/5 - Review of the client assets regime for investment business [pdf]
This paper consults on material changes to the rules in relation to client money, custody assets and mandates. -
CP13/5: Review of the client assets regime for investment business
This paper consults on material changes to the rules in relation to client money, custody assets and mandates. -
CP13/4 - Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting [pdf]
We are consulting on some aspects of how to apply rules from our Retail Distribution Review.