Publications

Showing 781 to 790 of 911 search results.

781. CP13/4: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

     Consultation papers

     Published: 04/07/2013

     Last modified: 07/02/2022

     We are consulting on some aspects of how to apply rules from our Retail Distribution Review.

782. CP13/3 - Quarterly consultation No.1 [pdf]

     Consultation papers

     Published: 06/06/2013

     Last modified: 06/06/2013

     In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.

783. CP13/3: Quarterly consultation paper No.1

     Consultation papers

     Published: 05/06/2013

     Last modified: 07/02/2022

     In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.

784. CP13/2 - Mortgage Market Review - Data Reporting [pdf]

     Consultation papers

     Published: 15/05/2013

     Last modified: 30/05/2013

     We are consulting on changing our rules on the data firms have to send us about mortgages.

785. CP13/2: Mortgage Market Review - Data reporting

     Consultation papers

     Published: 14/05/2013

     Last modified: 07/02/2022

     We are consulting on changing our rules on the data firms have to send us about mortgages.

786. CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 [pdf]

     Consultation papers

     Published: 09/04/2013

     Last modified: 30/05/2013

     Consultation CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 - This CP covers the proposed 2013/14 regulatory fees and levies for the Financial Conduct Authority (FCA), the Financial Ombudsman Service (FOS) and the Money Advice

787. CP13/1: FCA Regulated fees and levies: Rates proposals 2013/14

     Consultation papers

     Published: 08/04/2013

     Last modified: 10/08/2021

     This CP is relevant to all firms that pay fees and levies to the FCA, the FOS and MoneyHelper (formerly the Money Advice Service).

788. FSA - CP12/24 [pdf]

     Consultation papers

     Published: 31/03/2013

     Last modified: 08/09/2014

     Consultation FSA - CP12/24. We consult on Handbook changes in the first of a number of Consultation Papers consulting on changes to the existing FSA Handbook as a result of UK Regulatory Reform.

789. FSA - CP13/9 Implementation of the Alternative Investment Fund Managers Directive Part 2 [pdf]

     Consultation papers

     Published: 19/03/2013

     Last modified: 30/05/2013

     Consultation FSA - CP13/9 - We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.

790. FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

     Consultation papers

     Published: 19/03/2013

     Last modified: 30/08/2015

     We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.