Publications

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811. FSA - CP12/34 [pdf]

     Consultation papers

     Published: 29/11/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/34 - This Consultation Paper (CP) has updates to the FCA Handbook relating to supervision and threshold conditions, as well as a statement on the FCA’s new power of direction over qualifying parent undertakings.

812. FSA - CP12/33 [pdf]

     Consultation papers

     Published: 22/11/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/33 - We are consulting on the amount of capital that SIPP operators should hold.

813. FSA - CP12/32 [pdf]

     Consultation papers

     Published: 14/11/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/32 - This Consultation Paper (CP) is the first of two on rules and guidance to transpose the requirements of the Alternative Investment Fund Managers Directive (AIFMD) into UK law. This means making changes to primary and

814. FSA - CP12/31 [pdf]

     Consultation papers

     Published: 08/11/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/31 - We are setting out our proposals to amend BIPRU Transitional Provision 29 (BIPRU TP29) – liquid assets buffer scalar: simplified ILAS BIPRU firms – to remove the automatic increase to a 70% simplified buffer

815. FSA - CP12/30 [pdf]

     Consultation papers

     Published: 06/11/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/30 - This Consultation Paper sets out the proposed scheme that the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England (the Bank) will follow when investigating complaints made

816. FSA - CP12/29 [pdf]

     Consultation papers

     Published: 01/11/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/29 - We are publishing a paper covering the disclosure rules for self-invested personal pension schemes (SIPPs) following consultation in CP12/5, and proposals for introducing inflation-adjusted Key Features Illustrations

817. FSA - CP12/28 [pdf]

     Consultation papers

     Published: 29/10/2012

     Last modified: 12/09/2014

     Consultation FSA - CP12/28 - The annual consultation is relevant to all authorised firms and other bodies that pay fees to us and levies to the FSCS, FOS and Money Advice Service.

818. FSA PS12/6 - Erratum [pdf]

     Consultation papers

     Published: 29/10/2012

     Last modified: 12/09/2014

819. FSA - CP12/27 [pdf]

     Consultation papers

     Published: 05/10/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/27 - In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.

820. FSA - CP12/26 [pdf]

     Consultation papers

     Published: 03/10/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/26 - This paper consults on certain proposed changes to existing regulatory rules and guidance relating to approved persons. This follows the introduction of the Financial Services Bill (the Bill) in January 2012, which will