Publications
Search results
Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 821 to 830 of 911 search results.
-
FSA - CP12/25 [pdf]
Consultation FSA - CP12/25 - We are publishing this consultation paper to set out feedback to CP12/2 and present further consultation on amendments to the Listing Rules. -
FSA - CP12/24 [pdf]
Consultation FSA - CP12/24 - This paper consults on certain proposed changes to existing regulatory rules and guidance following the introduction of the Financial Services Bill in January 2012, which will create a new framework for financial -
FSA - CP12/23 [pdf]
Consultation FSA - CP12/23 - In certain non-EEA countries, if a firm becomes insolvent, the claims of depositors in the home country will be preferred above the claims of depositors outside the home country, including the depositors of the UK branch. -
FSA - CP12/22 [pdf]
Consultation FSA - CP12/22 - This joint consultation and discussion paper on the client assets regime: European Market Infrastructure Regulation (EMIR), multiple pools and the wider review -
FSA - CP12/21 [pdf]
Consultation FSA - CP12/21 - In this Consultation Paper, we invite comments on the proposed amendments to the FSA Handbook relating to the EU Short Selling Regulation (SSR), which applies from 1 November 2012. -
FSA - CP12/20 [pdf]
Consultation FSA - CP12/20 - We began regulating general insurance intermediaries seven years ago, including how they hold client money. In accordance with the promise we made when we began regulating this sector, we have now conducted a review of -
FSA - CP12/19 [pdf]
Consultation FSA - CP12/19 - We are consulting on changing our rules to ban the promotion of unregulated collective investment schemes (UCIS) and close substitutes to ordinary retail investors in the UK. -
FSA - CP12/18 [pdf]
Consultation FSA - CP12/18 - We are publishing this Consultation Paper (CP) to propose and consult on remuneration data reporting requirements for BIPRU firms and third country BIPRU firms. In particular, it looks at two data items: the Remuneration -
FSA - CP12/15 [pdf]
Consultation FSA - CP12/15 - We are publishing this Consultation Paper (CP) to consult on two areas of client assets policy, CASS oversight and reporting, and the mandate rules (CASS 8). -
FSA - CP12/17 [pdf]
Consultation FSA - CP12/17 - Packaged bank accounts. New ICOBS rules for the sale of non-investment insurance contracts. Feedback to CP11/20 including final rules and further consultation