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Find and participate in FCA consultations – this section lists our currently open consultations.

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  1. FSA - CP11/16 [pdf]

    Consultation papers

    Published: 09/08/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/16 - The FSA's Consultation Paper CP11/16 is entitled 'Recovery and Resolution Plans'. It was published in August 2011. Comments should reach us by 09 November 2011 as set out within.

  2. FSA - CP11/15 [pdf]

    Consultation papers

    Published: 29/07/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/15 - The FSA's Consultation paper CP11/15 is entitled 'Client assets sourcebook'. It was published in July 2011. Comments should reach us by 29 August 2011 or 28 October 2011 as set out within.

  3. FSA - CP11/14 [pdf]

    Consultation papers

    Published: 25/07/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/14 - The FSA's Consultation paper CP11/14 is entitled 'Auctioning of greenhouse gas emission allowances'. It was published in July 2011. Comments should reach us by 18 September 2011.

  4. FSA - CP11/13 [pdf]

    Consultation papers

    Published: 01/07/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/13 - The FSA's Consultation paper CP11/13 is entitled 'Authorised professional firms and legal services reform'. It was published in July 2011. Comments should reach us by 12 August 2011.

  5. FSA - CP11/12 [pdf]

    Consultation papers

    Published: 22/06/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/12 - The FSA's Consultation paper CP11/12 is entitled 'Financial crime: a guide for firms'. It was published in June 2011. Comments should reach us by 21 September 2011.

  6. FSA - CP11/11 [pdf]

    Consultation papers

    Published: 06/06/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/11 - The FSA's Consultation paper CP11/11 is entitled 'Quarterly consultation (No. 29)'. It was published in June 2011. Comments on Chapter 3 of this CP should reach us by 6 July 2011. Comments on all other chapters should

  7. FSA - CP11/10 [pdf]

    Consultation papers

    Published: 27/05/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/10 - The FSA's Consultation paper CP11/10 is entitled 'Consumer complaints: The ombudsman award limit and changes to complaints-handling rules'. It was published in May 2011.

  8. FSA - CP11/9 [pdf]

    Consultation papers

    Published: 11/05/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/9 - The FSA's Consultation paper CP11/09 is entitled 'Strengthening Capital Standards 3 - further consultation on CRD3'. It was published in May 2011. Comments on Chapters 2-4 should reach us by 11 July 2011, and on Chapter 5

  9. FSA - CP11/8 [pdf]

    Consultation papers

    Published: 10/05/2011

    Last modified: 07/03/2014

    Consultation FSA - CP11/8 - The FSA's Consultation paper CP11/08 is entitled 'Data Collection: Retail Mediation Activities Return and complaints data'.

  10. FSA - CP11/7 [pdf]

    Consultation papers

    Published: 06/04/2011

    Last modified: 30/05/2013

    Consultation FSA - CP11/7 - The FSA's Consultation paper CP11/07 is entitled 'Quarterly consultation (No. 28)'. It was published in April 2011. Comments on Chapters 2, 4 and 9 of this CP should reach us by 6 May 2011, and comments on Chapter 3
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