Publications

Showing 11 to 20 of 94 search results for .

11. Dear CEO letter: Implementing the Consumer Duty for closed products and services – all other firms [pdf]

    Dear CEO letters

    Published: 16/05/2024

    Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline.

12. Dear CEO letter: Implementing the Consumer Duty for closed products and services - consumer investments [pdf]

    Dear CEO letters

    Published: 16/05/2024

    Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline.

13. Dear CEO letter: Maintaining adequate financial resources [pdf]

    Dear CEO letters

    Published: 12/04/2024

    Our letter to remind firms that they must maintain adequate financial resources at all times.

14. Dear CEO letter: Thematic Review of Retirement Income Advice [pdf]

    Dear CEO letters

    Published: 20/03/2024

    Our review of retirement income advice.

15. Dear CEO Letter: The retention of interest earned on customers’ cash balances [pdf]

    Dear CEO letters

    Published: 12/12/2023

    Dear CEO Letter: The retention of interest earned on customers’ cash balances.

16. Capital deduction for redress: personal investment firms [pdf]

    Dear CEO letters

    Published: 29/11/2023

    Our Dear CEO letter as part of our consultation.

17. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

    Dear CEO letters

    Published: 06/07/2023

    A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

18. Dear CEO letter: British Steel Pension Scheme - concerns about third party actuarial providers [pdf]

    Dear CEO letters

    Published: 19/05/2023

    Since the FCA announced their decision to implement a redress scheme for former British Steel Pension Scheme (BSPS) members, they have become increasingly concerned by some financial advisory firms conducting redress calculations before the scheme...

19. Dear CEO letter: ESG Benchmarks Review [pdf]

    Dear CEO letters

    Published: 20/03/2023

    FCA sets out assessment of the risks observed and the issues identified based on its preliminary review.

20. Dear CEO letter: British Steel Pension Scheme (BSPS) – third party information requests [pdf]

    Dear CEO letters

    Published: 27/01/2023

    This letter sets out our expectations of firms under the BSPS redress scheme.