Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 31 to 40 of 94 search results for .
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Dear CEO letter: Intermediaries: Insurance costs for multi-occupancy buildings [pdf]
What we expect from firms, steps they should take if acting under delegated authority and when intermediating, and what we are doing to help on this issue. -
Dear CEO Letter: Supervisory review of global equity finance businesses [pdf]
Following the default of Archegos Capital Management (Archegos) a review and assessment of firms’ equity finance businesses, including those who were counterparties to Archegos, was conducted by the FCA, PRA and other global regulators. This... -
Dear CEO Letter: Funeral Plan Providers [pdf]
By 29 July 2022 all funeral plan providers and intermediaries must have appropriate authorisation to continue funeral plan activities. -
Dear CEO letter: Trade Finance Activity [pdf]
Dear CEO letter: Trade Finance Activity -
Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity [pdf]
Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity -
Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]
Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries. -
Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021) [pdf]
Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021). -
Dear CEO Letter: ensure your customers understand how their money is protected [pdf]
Dear CEO Letter: ensure your customers understand how their money is protected. -
Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]
Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them. -
Dear CEO letter: transforming data collection [pdf]
This letter provides an update on the work we have done to transform the way that we collect data, and reaffirms our commitment to work in partnership to tackle the challenges we collectively face.