Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 51 to 60 of 94 search results for .
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Dear CEO Letter: Persistent debt (PD), your approach to customers who have been in persistent debt for 36 months (PD36) [pdf]
Dear CEO Letter: Persistent debt (PD), your approach to customers who have been in persistent debt for 36 months (PD36)... -
Dear CEO letter: Portfolio strategy letter for financial advisers [pdf]
Dear CEO letter: Portfolio strategy letter for financial advisers -
Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]
We explain our view of non-financial misconduct in wholesale general insurance firms. -
Dear CEO letter: PPI: FCA expectations of claims management companies [pdf]
Our expectations of claims management companies (CMCs) when acting for their PPI customers and when issuing... -
Dear CEO letter: Strong Customer Authentication [pdf]
Requirements for Strong Customer Authentication in card-not-present e-commerce transactions -
Dear CEO letter: Non-bank payment service providers – requirements for safeguarding of customer funds [pdf]
What we expect of electronic money institutions (EMIs) and authorised payment institutions (APIs) in relation to their safeguarding obligations. -
Dear CEO letter: FCA expectations of claims management companies when they act for customers [pdf]
On 4 June 2019 we published a letter about what we expect of claims -
Dear CEO Letter: FCA expectations of principal firms in the investment management sector [pdf]
Dear CEO letter on FCA expectations of principal firms in the investment management sector. -
Dear CEO Letter: Fair Treatment of With-Profits Customers [pdf]
Dear CEO letter on the fair treatment of with-profits customers. -
Dear CEO letter: Wholesale market broking firms [pdf]
We explain our view of the key harms that brokerage firms operating in wholesale financial markets pose to their clients and markets.