Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 61 to 70 of 94 search results for .
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Dear CEO letter: Firms’ Approvals of Financial Promotions the FCA’s Expectations [pdf]
Letter to CEOs of firms that engages in consumer credit activities. -
Dear CEO letter: FCA expectations of general insurance firms [pdf]
We expect firms to read this letter, our Thematic Review (TR19/2) and proposed guidance for insurance product manufacturers and distributors (GC19/2). -
Dear CEO letter: Managing the risks of Defined Benefits to Defined Contribution transfers [pdf]
We have completed our review of pension product providers and identified the key drivers of harm. We set out what we expect. -
Dear CEO: Loan-based Peer-to-Peer (P2P) crowdfunding platforms: wind-down arrangements [pdf]
On 7 March 2019, the FCA wrote to CEOs of loan-based Peer-to-Peer (P2P) crowdfunding platforms regarding the wind-down arrangements at their firm. -
Dear CEO: Clarity in Promotions about Regulated and Unregulated Business: the FCA's Expectations [pdf]
On Tuesday 8 January 2019 we placed on our website a letter addressed to the CEOs of all our regulated... -
Dear CEO letter: FCA expectations of general insurance firms undertaking pricing activities [pdf]
On 31 October 2018, the FCA wrote to CEOs regarding our expectations of general insurance firms undertaking pricing... -
Dear CEO letter: Due diligence requirements for Self-Invested Pension Plan (SIPP) investments [pdf]
On 30 October 2018, the FCA wrote to CEOs regarding due diligence requirements for Self-Invested Pension Plan (SIPP) investments. -
Dear CEO: Affordability of high-cost short-term credit loans [pdf]
On 15 October, the FCA wrote to CEOs of high-cost short-term credit firms (payday lenders) regarding the issues surrounding the increase in complaints about unaffordable lending, and set out how the FCA expect firms to review their current practices... -
Dear CEO letter: The FCA’s expectations of debt packager firms providing debt advice and counselling services [pdf]
The FCA have undertaken a review of a small sample of debt advice provided by Debt Packager firms and are very concerned about the poor standards we have seen. The poor standards may result in investigation by our Enforcement Division. This will... -
Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - banks [pdf]
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the CEOs of large banks...