Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 71 to 80 of 94 search results for .
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Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - insurers [pdf]
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the -
Dear CEO letter: Cross-Border Booking Arrangements [pdf]
The UK’s withdrawal from the EU has necessarily resulted in firms needing to put into place contingency plans which when executed will... -
Dear CEO letter: Cryptoassets and financial crime [pdf]
The FCA writes to firms regarding good practice for how they should handle the financial crime risks posed by cryptoassets. -
Dear CEO letter: Irredeemable preference shares and other similar capital instruments [pdf]
Irredeemable preference shares and other similar capital instruments. -
Dear CEO letter: Second charge lenders and responsible lending [pdf]
As the CEO of an FCA-regulated firm, we are expecting you to -
Dear CEO letter: Quality of Prudential Regulatory Returns [pdf]
FCA requests that CEOs of IFPRU investment firms and BIPRU firms review their firm’s regulatory reporting practices. -
Dear CEO letter: Authorised push payment (APP) fraud [pdf]
We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK... -
Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]
Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product... -
Dear CEO letter - Payment for Order Flow [pdf]
FCA’s views on PFOF in the context of the evolving landscape under MiFID II. -
Dear CEO letter to all firms with consumer credit permissions regarding their complaints handling [pdf]
Following the conclusion of a project in to how consumer credit firms deal with complaints, we have published a Dear CEO letter for the attention of all consumer credit firms. Our...