Publications

Showing 81 to 90 of 94 search results for .

81. The FCA’s expectations of firms that operate a loan-based crowdfunding platform which facilitates loans to lending businesses [pdf]

    Dear CEO letters

    Published: 28/02/2017

    Letter to firms that operate loan-based crowdfunding platforms.

82. Dear CEO letter - FCA expectations of firms that administer debt management plans [pdf]

    Dear CEO letters

    Published: 08/12/2016

    We are concerned that some firms in

83. Dear CEO Letter – FCA’s prudential approach for IFPRU Investment Firms [pdf]

    Dear CEO letters

    Published: 22/09/2016

    To help firms prepare for the Supervisory Review and Evaluation Process (SREP).

84. Dear CEO letter – FCA expectations of principal firms operating in the general insurance sector [pdf]

    Dear CEO letters

    Published: 27/07/2016

    Last modified: 27/07/2016

    Dear CEO letter on FCA expectations of principal firms operating in the general insurance sector.

85. Dear CEO letter – fair treatment of long-standing customers in the life insurance sector [pdf]

    Dear CEO letters

    Published: 04/03/2016

    Last modified: 04/03/2016

    Fair treatment of long-standing customers in the life insurance sector.

86. Dear CEO letter - Client take-on review in firms offering contract for difference (CFD) products [pdf]

    Dear CEO letters

    Published: 02/02/2016

    Last modified: 02/02/2016

    We have recently reviewed the procedures for taking on new clients in a sample of ten firms that offer CFD products.

87. Dear CEO letter - FCA's expectations of debt management firms when customers or customer information are being transferred [pdf]

    Dear CEO letters

    Published: 26/11/2015

    Last modified: 02/12/2015

    FCA's expectations of debt management firms when customers or customer information are being transferred.

88. Pensions data request [pdf]

    Dear CEO letters

    Published: 01/07/2015

    Last modified: 01/07/2015

    We have sent all pension and retirement income providers a request for information about any barriers faced by consumers who are seeking to access their pension savings.

89. Dear CEO letter - The Establishment of Independent Governance Committees for Workplace Pension Schemes [pdf]

    Dear CEO letters

    Published: 23/02/2015

    Last modified: 04/12/2015

    The FCA sets out the responsibility for firms that operate group personal pension schemes or group stakeholder pension schemes to set up an Independent Governance Committee (or equivalent) by 6 April 2015.

90. Dear CEO letter - Retirement Reforms and the Guidance Guarantee: Intention to make rules before April 2015 in addition to those set out in PS 14/17 [pdf]

    Dear CEO letters

    Published: 26/01/2015

    Last modified: 26/01/2015

    The FCA announces its intention to make rules before April 2015 in addition to those set out in PS 14/17.