Publications

Showing 41 to 50 of 94 search results.

41. Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]

    Dear CEO letters

    Published: 22/01/2021

    Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment.

42. Dear CEO letter: adequate client assets arrangements [pdf]

    Dear CEO letters

    Published: 30/09/2020

    Last modified: 30/09/2020

    This letter highlights areas that are important to maintaining adequate client assets arrangements in the current environment.

43. Dear CEO letter: Business Interruption Insurance [pdf]

    Dear CEO letters

    Published: 18/09/2020

    Last modified: 18/09/2020

    Following the Business interruption insurance test case judgment, the FCA’s next steps and expectations of insurers over the coming weeks and months.

44. Dear CEO letter: increased client money balances since coronavirus (Covid-19) [pdf]

    Dear CEO letters

    Published: 12/08/2020

    Last modified: 12/08/2020

    Dear CEO letter on increased client money balances since the coronavirus (Covid-19) pandemic.

45. Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions [pdf]

    Dear CEO letters

    Published: 24/07/2020

    Letter to brokers in wholesale financial markets, who currently, or may in the future, offer services that involve holding clients’ cash or securities as collateral

46. Dear CEO Letter to firms providing services to retail investors about coronavirus (Covid-19) [pdf]

    Dear CEO letters

    Published: 08/06/2020

    Last modified: 08/06/2020

    In the last few days the UK, and the world in general, has faced an unprecedented set of circumstances linked to the coronavirus (Covid-19) emergency

47. Dear CEO: Ensuring fair treatment of corporate customers preparing to raise equity finance [pdf]

    Dear CEO letters

    Published: 28/04/2020

    We expect financial firms to continue to provide strong support and services to customers during this period of disruption due to the Coronavirus (Covid-19) pandemic.

48. Dear CEO letter: lending to small businesses [pdf]

    Dear CEO letters

    Published: 15/04/2020

    Over the past few weeks we have seen very significant efforts being made by the banking sector to deal with the impact of the coronavirus pandemic (Covid-19).

49. Dear CEO letter on insuring SMEs: business interruption [pdf]

    Dear CEO letters

    Published: 15/04/2020

    Over the past few weeks we have seen significant efforts being made by the insurance sector to deal with the impact of the coronavirus pandemic (Covid-19).

50. Dear CEO letter: Asset management firms: prepare now for the end of LIBOR [pdf]

    Dear CEO letters

    Published: 27/02/2020

    Last modified: 27/02/2020

    UK authorities have been clear that the intention is that LIBOR will cease to exist after end-2021.