Publications
Search results
Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 1 to 10 of 44 search results.
-
High-growth firms: good and poor practice
Read the FCA review of good practice and areas for improvement identified through our early and high growth oversight pilot with high-growth firms. -
Outcomes monitoring: good practice and areas for improvement
Read the findings of our review into firms’ approaches to monitoring consumer outcomes. -
Asset management and alternative firms’ financial crime controls: our findings
Read the FCA findings on financial crime risks inherent in firms' business models, and how control frameworks identify, manage and mitigate those risks. -
Products and services: good practice and areas for improvement
Read the findings of the FCA's review into firms' approaches to products and services. -
Basic Bank Accounts: The problems we found and how industry is committing to change
Our findings from mystery shopping with Basic Bank Account providers, and what they’ve committed to do to help consumers more. -
Engaging and enabling retail shareholders to vote: good practice
Good practice examples to increase retail shareholder engagement and reduce barriers to voting. -
Sanctions systems and controls in our firms: our findings
UK sanctions have become more complex in recent years. This report reviews financial firms’ controls, highlighting good and poor practices and areas for improvement to support better compliance with sanctions rules. -
Cyber Coordination Group insights 2025
This is a summary of discussions held throughout 2025 with industry members of our Cyber Coordination Group (CCG) programme. -
Managing potential risks from inactive appointed representatives
Read our review of good practice and areas for improvement we have seen in our supervisory work related to inactive appointed representatives (ARs). -
Asset management: improving applications for authorisation
Common issues with applications which have reduced firms’ chances of success or caused delays.