Publications
Search results
Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 11 to 20 of 44 search results.
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Firms’ customer due diligence processes and controls: our findings
In 2025, we conducted a multi-firm review of Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) and ongoing due diligence controls. -
Operational resilience: insights and observations one year on
Make sure your firm is continuing to comply with our operational resilience rules. Use our observations from firms’ self-assessments to help review and evolve your firm’s approach to being resilient. -
Targeted support: firm considerations when designing consumer segments
Information and examples for firms designing consumer segments for targeted support -
Consumer understanding: good practice and areas for improvement
Read the findings of the FCA's review into firms' approaches to consumer understanding. -
Second charge mortgages – improving outcomes for consumers
We have reviewed mortgage advice, fees and charges, and affordability assessments by second charge mortgage intermediaries and lenders. -
Sustainability Disclosure Requirements labels: good and poor practice
Find examples of good and poor practice for using labels under the Sustainability Disclosure Requirements (SDR) regime. -
Complex exchange traded products – good practice and areas for improvement
Findings from the FCA multi-firm review into the distribution of complex exchange traded products. -
Statement on firms working together to manufacture products or services [pdf]
This statement on Consumer Duty rules for firms manufacturing products or services, aims to help firms understand our expectations and provide them with confidence to apply the rules in a proportionate way. -
Prudential regulatory reporting by MIFIDPRU investment firms – data quality review
Findings on the data quality of prudential regulatory reporting of investment firms. -
Risk assessment processes and controls in firms: our findings
The FCA shares findings and highlights good and poor practice to help firms reflect on how they are meeting risk assessment requirements.