Publications
Search results
Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 101 to 110 of 211 search results.
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GC18/2: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015 [pdf]
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GC18/1: Proposed guidance on financial crime systems and controls: insider dealing and market manipulation [pdf]
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GC17/8: Primary Market Bulletin No. 18
We are consulting on the following changes that we are proposing to make to the Knowledge Base. -
GC17/7: Proposed guidance on a sourcebook for professional body supervisors on anti-money laundering supervision [pdf]
We are consulting on proposed text for a specialist sourcebook for professional body supervisors, that sets out expectations in relation to anti-money laundering supervision. -
GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]
We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000. -
GC17/4: Financial Advice Market Review (FAMR): implementation part I [pdf]
We are consulting on guidance intended to clarify the regulatory framework. -
Guidance Consultation - UKLA Procedural Note 911.1 - Substitution of issuer of debt securities [PDF] [pdf]
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Guidance Consultation - UKLA Technical Note 701.3 - Identifying and managing conflicts [PDF] [pdf]
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Guidance Consultation - UKLA Technical Note 543.3 - Shareholder obligations [PDF] [pdf]
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GC17/2: Treatment of politically exposed persons (PEPs) under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [pdf]
We are consulting on new guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.