Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 191 to 200 of 211 search results.
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FSA - GC11/12 [pdf]
We are issuing this guidance to set out our expectations on firms using the Supervisory Formula Method (SFM) to calculate risk-weighted exposure amounts (RWEA) for unrated securitisation positions. -
FSA - GC11/11 [pdf]
We have reviewed our guidance on reporting on-exchange derivatives transactions conducted through exchange platforms. -
FSA - GC11/10 [pdf]
This document sets out what we found during a prudential review of firms’ mortgage forbearance and impairment provisions processes, and sets out actions we want firms to take. -
FSA - GC11/4 [pdf]
The guidance relates only to those topics discussed at the Breakfast meetings and is not intended to reflect the full range of issues relating to good governance. -
FSA - GC11/15 [pdf]
We publish industry updates on issues or trends that we identify through our routine monitoring of financial promotions compliance. The aim of these publications is to capture emerging concerns and to clarify our expectations of firms. -
FSA - GC11/8 [pdf]
During the course of the two rounds of our reverse stress-testing surgeries – which were held in April/May and September/October 2010 for firms that are subject to our requirements about reverse stress-testing – a large number of issues were -
FSA - Guidance Note No. 11 [pdf]
As part of this work we have initiated a series of expert groups designed to bring together the FSA and operational risk practitioners at firms to share ideas on current practice, weaknesses, and possible improvements. -
FSA - GC11/7 [pdf]
We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate pricing and reserving in the sector, and creating potential pressures within firms’ reserving governance -
FSA - GC11/2 [pdf]
As a firm, you are required to explain products and services clearly and give consumers fair and clear information, which is not misleading. This article runs through what we, the FSA, expect of you when it comes to promoting financial products and -
FSA - GC11/3 [pdf]
The guidance contains information on what we expect for such promotions to be fair, clear and not misleading.