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  1. Handbook Notice 85 [pdf]

    Handbook

    Published: 26/02/2021

    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board.

  2. Handbook Notice 84 [pdf]

    Handbook

    Published: 29/01/2021

    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 22 December 2020 and 28 January 2021.

  3. Direction: FSMA applications [pdf]

    Handbook

    Published: 31/12/2020

    Direction stating that firms in the UK’s temporary permissions regime should not submit an application for full authorisation in the UK until told by the FCA to do so.

  4. Direction: no s.272 applications [pdf]

    Handbook

    Published: 31/12/2020

    Direction stating that fund managers should not submit an application for the full recognition of a fund in the UK’s temporary marketing permission regime under FSMA s.272 until told by the FCA to do so.

  5. Notification following entry into contractual run-off (FSMA) [pdf]

    Handbook

    Published: 31/12/2020

    Direction covering the notification to the FCA of an EEA firm’s entry into the contractual run-off regime within the UK’s financial services contracts regime.

  6. Direction: ECD run-off [pdf]

    Handbook

    Published: 31/12/2020

    Notification following entry into ECD run-off.

  7. Transitional direction for the derivatives trading obligation [pdf]

    Handbook

    Published: 31/12/2020

    FCA transitional direction for the derivatives trading obligation

  8. Explanatory note for the transitional direction for the derivatives trading obligation [pdf]

    Handbook

    Published: 31/12/2020

    Explanatory note for the transitional direction for the derivatives trading obligation

  9. Main FCA transitional directions [pdf]

    Handbook

    Published: 22/12/2020

    This is our final direction made on 22 December 2020. This PDF has been amended to improve accessibility.

  10. Main FCA transitional directions (Annex A) [pdf]

    Handbook

    Published: 22/12/2020

    This is our final direction made on 22 December 2020.
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