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Showing 81 to 90 of 402 search results.

  1. TTP explanatory note [pdf]

    Handbook

    Published: 22/12/2020

    See the explanatory note for our main transitional directions published on 22 December 2020.

  2. Main FCA transitional directions (Annex B) [pdf]

    Handbook

    Published: 22/12/2020

    This is our final direction made on 22 December 2020.

  3. FCA prudential transitional direction [pdf]

    Handbook

    Published: 22/12/2020

    This is our final direction made on 22 December 2020. The PDF was amended on 10 May 2021 to improve accessibility.

  4. Handbook Notice 83 [pdf]

    Handbook

    Published: 11/12/2020

    This Handbook Notice describes the changes to the Handbook and other material made by the FCA Board under its legislative and other statutory powers on 7 December 2020 and 10 December 2020.

  5. TPR notification direction: sub-funds [pdf]

    Handbook

    Published: 03/12/2020

    Direction covering the notification to the FCA of a new sub-fund to be added to a UCITS umbrella scheme in the UK’s temporary marketing permissions regime.

  6. Draft FCA transitional direction for the Share Trading Obligation [pdf]

    Handbook

    Published: 02/12/2020

    See our draft transitional direction for the Share Trading Obligation.

  7. Draft FCA transitional direction for the Share Trading Obligation: explanatory note [pdf]

    Handbook

    Published: 02/12/2020

    See the explanatory note for our draft transitional direction for the Share Trading Obligation.

  8. Handbook Notice 82 [pdf]

    Handbook

    Published: 27/11/2020

    Last modified: 27/11/2020

    This Handbook Notice describes the changes and other material made by the Financial Conduct Authority (FCA) Board on 22 October 2020, 12 November 2020 and 26 November 2020.

  9. Requirements and directions under regulations 8 [pdf]

    Handbook

    Published: 30/10/2020

    Last modified: 30/10/2020

    Requirements and directions under regulations 8(4) and (7) of the Financial Services and Markets Act 2000.

  10. Handbook Notice 81 [pdf]

    Handbook

    Published: 23/10/2020

    Last modified: 23/10/2020

    This Handbook Notice 81 describes the changes to FCA Handbook and other materials made by the FCA boar under legislative and other statutory powers.
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