Publications

Showing 11 to 20 of 49 search results for "market watch".

11. Market Watch 76

    Newsletters

    Published: 30/01/2024

    Last modified: 31/01/2024

    Newsletter on market conduct and transaction reporting issues, October 2023.

12. Primary Market Bulletin 46

    Newsletters

    Published: 19/12/2023

    Last modified: 10/06/2026

    This edition of the FCA’s Primary Market Bulletin covers MAR Article 10, ESG stewardship and sponsor procedures for climate-related financial disclosures.

13. Market Watch 75

    Newsletters

    Published: 31/10/2023

    Last modified: 31/10/2023

    Newsletter on market conduct and transaction reporting issues, October 2023.

14. Market Watch 74

    Newsletters

    Published: 25/07/2023

    Last modified: 25/07/2023

    n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

15. Market Watch 73

    Newsletters

    Published: 26/04/2023

    Last modified: 26/04/2023

    In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

16. Market Watch 72

    Newsletters

    Published: 11/01/2023

    Last modified: 11/01/2023

    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

17. Market Watch 71

    Newsletters

    Published: 13/12/2022

    Last modified: 13/12/2022

    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

18. Market Watch 70

    Newsletters

    Published: 03/10/2022

    Last modified: 03/10/2022

    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

19. Market Watch 69

    Newsletters

    Published: 17/05/2022

    Last modified: 17/05/2022

    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

20. Market Watch 68

    Newsletters

    Published: 16/11/2021

    Last modified: 19/11/2021

    In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity.