Publications

Showing 201 to 210 of 707 search results.

201. PS21/17: A new UK prudential regime for MiFID investment firms  

     Policy statements

     Published: 26/11/2021

     Last modified: 31/12/2021

     This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.

202. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules [pdf]

     Policy statements

     Published: 05/11/2021

     This policy statement summarises the feedback to CP21/20 and sets out further rules on the regulation of the funeral plans market.

203. PS21/14: A new authorised fund regime for investing in long term assets [pdf]

     Policy statements

     Published: 25/10/2021

     We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

204. PS21/14: A new authorised fund regime for investing in long term assets

     Policy statements

     Published: 25/10/2021

     Last modified: 25/10/2021

     We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

205. Remuneration Policy Statement Template [docx]

     Policy statements

     Published: 22/10/2021

     This Remuneration Policy Statement template is a tool for firms to document their remuneration policies and practices.

206. PS21/13: LIBOR transition and the derivatives trading obligations [pdf]

     Policy statements

     Published: 15/10/2021

     This Policy Statement sets out our finalised amendments consulted in CP21/22

207. PS21/13: LIBOR transition and the derivatives trading obligation

     Policy statements

     Published: 15/10/2021

     Last modified: 15/10/2021

     We have modified the list of derivatives subject to the derivates trading obligation (DTO) in line with Articles 28 and 32 of UK MiFIR.

208. PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs [pdf]

     Policy statements

     Published: 04/10/2021

     FCA PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs.

209. PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs

     Policy statements

     Published: 04/10/2021

     Last modified: 25/09/2025

     We are consulting on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.

210. Statement of Policy on the FCA’s power under Article 21A BMR [pdf]

     Policy statements

     Published: 29/09/2021

     Article 21A of BMR gives the ability to prohibit some or all new use of a critical benchmark when we have been notified that it will cease to be provided