Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 241 to 250 of 707 search results.
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PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V
This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance. -
PS21/6: Implementation of Investment Firms Prudential Regime
We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID). -
PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini‑bonds) to retail investors [pdf]
The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors. -
Consultation on proposed policy with respect to the designation of benchmarks under new Article 23A [pdf]
With this document we aim to consult on our proposed policy approach. This paper outlines the factors we propose to take into consideration when deciding whether we should designate a critical benchmark, such as a currency-tenor (‘setting’) of -
Consultation on proposed policy with respect to the exercise of the FCA’s powers under new Article 23D [pdf]
The purpose of this document is to consult on our proposed policy approach to the FCA's powers under Article 23D. -
Benchmarks Regulation and amendments under the Financial Services Act 2021 [pdf]
Benchmarks Regulation and amendments under the Financial Services Act 2021. -
PS20/14: Delay to the implementation of European Single Electronic Format [pdf]
This Policy Statement sets out our decision on our proposals to push back by 1 year mandatory requirements related to ESEF. File updated with accessibility tags -
PS20/14: Delay to the implementation of the European Single Electronic Format (ESEF)
Policy Statement following consultation on proposals to delay the implementation of the European Single Electronic Format. -
PS20/13: Amendments to the open banking identification requirements (eIDAS certificate) [pdf]
This Policy Statement (PS) summarises the responses we received to CP20/18: Quarterly Consultation Paper No. 29. File updated with accessibility tags -
PS20/13: Amendments to the open banking identification requirements (eIDAS certificate)
We outline feedback to CP20/18 and confirm near final rules to amend Article 34(1) of the UK-RTS, with minor changes to the proposal in CP20/18.