Publications

Showing 381 to 390 of 707 search results.

381. PS18/3: Perimeter guidance on personal recommendations on retail investments

     Policy statements

     Published: 23/02/2018

     Last modified: 23/02/2018

     This Policy Statement sets out our response to feedback on new perimeter guidance on what constitutes a personal recommendation, which we published in consultation CP17/28: FAMR Implementation Part II and insistent clients (PDF).

382. PS18/17: The European Money Market Funds (MMF) Regulation

     Policy statements

     Published: 24/01/2018

     Last modified: 11/07/2018

     In this Policy Statement, we respond to feedback arising from CP18/4 and publish final rules amending our Handbook to ensure consistency with the requirements of the EU Money Market Funds (MMF) Regulation. We also apply fee schedules to enable us

383. PS18/2: Client money and unbreakable deposits [pdf]

     Policy statements

     Published: 22/01/2018

     Feedback to CP17/29 and final rules

384. PS18/2: Client money and unbreakable deposits

     Policy statements

     Published: 22/01/2018

     Last modified: 22/01/2018

     This Policy Statement summarises the feedback we received to our consultation on depositing client money in unbreakable deposits.

385. PS18/21: SME access to the Financial Ombudsman Service - near-final rules

     Policy statements

     Published: 22/01/2018

     Last modified: 17/12/2018

     Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’)

386. PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations [pdf]

     Policy statements

     Published: 19/01/2018

387. PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations

     Policy statements

     Published: 19/01/2018

     Last modified: 01/06/2018

     This is our third Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

388. PS17/28: Handbook changes to reflect the application of the EU Benchmarks Regulation [pdf]

     Policy statements

     Published: 20/12/2017

389. PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules [pdf]

     Policy statements

     Published: 15/12/2017

390. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

     Policy statements

     Published: 13/12/2017

     Last modified: 04/07/2018

     PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. Open consultation: CP17/42 Read more about Open consultation: CP17/42. 13/12/2017. Consultation closed. 21/02/2018. Policy Statement. 04/07/2018. 04/07/2018. Policy