Publications

Showing 391 to 400 of 707 search results.

391. FCA Statement – authorising and supervising insurance special purpose vehicles [pdf]

     Policy statements

     Published: 13/12/2017

     In this Statement the Financial Conduct Authority (FCA) sets out its approach and expectations when authorising and supervising insurance special purpose vehicles (ISPVs) in line with the FCA’s objectives and Threshold Conditions. This statement

392. PS17/26: Information about current account services [pdf]

     Policy statements

     Published: 12/12/2017

393. PS17/25: Policy Statement on Financial Advice Market Review Implementation Part II and Consultation on Retiring FG12/15 and FG14/1 [pdf]

     Policy statements

     Published: 08/12/2017

394. PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1

     Policy statements

     Published: 08/12/2017

     Last modified: 11/05/2018

     This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1.

395. PS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5

     Policy statements

     Published: 03/11/2017

     Last modified: 20/07/2018

     In this Policy Statement we respond to feedback arising from CP17/37 and publish handbook guidance regarding the FCA’s recognition of industry codes of conduct. Code authors will be able to seek recognition from 18 July 2018 when these this

396. PS17/24: Handbook changes to reflect the new regulatory framework for Insurance-Linked Securities – Feedback to CP16/34 and CP17/3 and near-final rules [pdf]

     Policy statements

     Published: 01/11/2017

397. PS17/23: Reforming the availability of the information in the UK equity IPO process [pdf]

     Policy statements

     Published: 26/10/2017

398. PS17/22: Review of the Effectiveness of Primary Markets: Enhancements to the Listing Regime [pdf]

     Policy statements

     Published: 26/10/2017

399. PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules [pdf]

     Policy statements

     Published: 25/09/2017

     This Policy Statement (PS) sets out our response to the feedback received to Consultation Paper 17/7 (CP17/7), which was the first of three consultation papers on the Insurance Distribution Directive (IDD).

400. PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules

     Policy statements

     Published: 25/09/2017

     Last modified: 17/07/2026

     The FCA sets out near final rules for the implementation of the Insurance Distribution Directive (IDD).