Publications

Showing 451 to 460 of 707 search results.

451. PS16/22: Strengthening accountability in banking and insurance: regulatory references final rules [pdf]

     Policy statements

     Published: 28/09/2016

     We are publishing our final rules on regulatory references.

452. Guidance on the duty of responsibility: PS17/9

     Policy statements

     Published: 28/09/2016

     Last modified: 03/05/2017

     In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.

453. PS17/10: Remuneration in CRD IV firms

     Policy statements

     Published: 28/09/2016

     Last modified: 03/05/2017

     In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.

454. Whistleblowing in UK branches of foreign banks: PS17/7

     Policy statements

     Published: 28/09/2016

     Last modified: 03/05/2017

     This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.

455. Strengthening accountability in banking and insurance: regulatory references final rules: PS16/22

     Policy statements

     Published: 28/09/2016

     Last modified: 24/02/2017

     We are publishing our final rules on regulatory references. 

456. Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8

     Policy statements

     Published: 28/09/2016

     Last modified: 03/05/2017

     This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance

457. PS17/11: Review of appropriate qualification exam standards

     Policy statements

     Published: 13/09/2016

     Last modified: 18/05/2017

     This Policy Statement sets out the final, updated appropriate exam standards (AES) for appropriate qualifications listed in the FCA's training and competence sourcebook.

458. PS16/21: Increasing transparency and engagement at renewal in general insurance markets [pdf]

     Policy statements

     Published: 10/08/2016

     Last modified: 16/09/2016

     In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance.

459. PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance [pdf]

     Policy statements

     Published: 01/08/2016

     Last modified: 01/08/2016

     In this Policy Statement we report on the main issues arising from Consultation Paper 16/7: Payment Accounts Regulations 2015 – Draft Handbook changes and draft guidance, and publish the final Handbook changes and finalised guidance.

460. PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance

     Policy statements

     Published: 01/08/2016

     Last modified: 01/08/2016

     PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance. Policy statements First published:. 01/08/2016. Last updated: 01/08/2016. Share page. PS16/20: Payment Accounts Regulations 2015 -