Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 501 to 510 of 707 search results.
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PS15/32: Amendments to Various Forms [pdf]
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PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules) [pdf]
In this policy statement, we follow up on the feedback we provided earlier this year in Feedback Statement FS15/3 (Strengthening accountability in banking: UK branches of foreign banks – Feedback on ***FCA CP15/10 / PRA CP9/15) and publish final -
PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II [pdf]
In this Policy Statement we provide feedback on responses to CP15/25 ‘Changes to the Approved Persons Regime for insurers not subject to Solvency II’ (i.e. Non-Directive Firms or NDFs) and set out the final consequential changes to the Handbook. -
PS15/32: Amendments to Various Forms
This Policy Statement summarises the feedback received during the consultation CP15/29 and confirms the final policy and forms. -
PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules)
PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules). Policy statements First published:. 16/12/2015. Last updated: 26/05/2016. Share page. PS15/30: Strengthening accountability in banking: UK branches of -
PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II
In this policy statement we provide feedback on responses to CP15/25 ‘Changes to the Approved Persons Regime for insurers not subject to Solvency II’ (i.e. Non-Directive Firms or NDFs) and set out the final consequential changes to the Handbook. -
PS15/29: Strengthening accountability in banking: Final amendments (including feedback on CP14/13) to the Decision Procedure and Penalties Manual and the Enforcement Guide [pdf]
In this Policy Statement we report on the main enforcement issues for the FCA arising from Consultation Paper FCA CP14/13/PRA CP14/14 Strengthening accountability in banking: a new regulatory framework for individuals. We also publish our final -
PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide
In this policy statement, we set out our amendments to the Decision Procedure and Penalties Manual (DEPP) and the Enforcement Guide (EG), to give guidance on how we will enforce the new accountability regime (including the Senior Managers Regime and -
PS15/27: Cash savings remedies: Feedback and Policy Statement to CP15/24 and next steps [pdf]
In this Policy Statement we report on the main issues arising from CP15/24 and publish the final rules. -
PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules [pdf]
In this Policy Statement we report on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.