Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 581 to 590 of 707 search results.
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PS14/10: Client money held in Individual Savings Accounts and feedback to CP14/9 and final rules [pdf]
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PS14/10: Client money held in Individual Savings Accounts and feedback to CP14/9 and final rules
PS14/10: Client money held in Individual Savings Accounts and feedback to CP14/9 and final rules. Policy statements First published:. 01/07/2014. Last updated: 01/07/2014. Share page. PS14/10: Client money held in Individual Savings Accounts and -
Summary of changes to CASS rules for investment firms [pdf]
There are a large number of changes being made to CASS which cover the entire operation of the client money and custody rules for investment firms. -
PS14/9: Review of the client assets regime for investment business [pdf]
This policy statement makes changes to the rules in Client Assets sourcebook (CASS). -
PS14/9: Review of the client assets regime for investment business
PS14/9: Review of the client assets regime for investment business. Policy statements First published:. 10/06/2014. Last updated: 30/08/2015. PS14/9: Review of the client assets regime for investment business. This policy statement makes changes to -
PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime [pdf]
On 2 May 2014 we published the final rules resulting from our work to enhance the effectiveness of the Listing Regime. In this PS we provide those rules and also provide feedback on the responses received to CP13/15. -
PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime
PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime. Policy statements First published:. 16/05/2014. Last updated: 27/04/2016. Share page. PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing -
PS14/7: Changes to the use of dealing commission rules: feedback to CP13/17 and final rules [pdf]
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PS14/7: Changes to the use of dealing commission rules: feedback to CP13/17 and final rules
In this Policy Statement we report on the main issues arising from Consultation Paper 13/17 – Consultation on the use of dealing commission rules, and publish the final rules. -
PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and final Handbook text [pdf]
In this Policy Statement we report on the main issues arising from CP13/16 - Competition in the market for services provided by a Recognised Investment Exchange: proposed amendments to REC and publish the final rules and guidance.